Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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AAGSJP Ltd
FRN 402015
- (9)Employed By (since 10 Sep 2025)
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF30 Customer (since 20 May 2024)
- Appointed representative dealing with clients for which they require qualification (since 20 Nov 2023)
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- Employed By (20 May 2024 to 11 Sep 2025)
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- CF21 Investment Adviser (1 Dec 2001 to 23 Feb 2003)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at AAGSJP Ltd
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controlled function added: (9)Employed By at AAGSJP Ltd