Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 15 May 2024)
    • Appointed representative dealing with clients for which they require qualification (since 15 May 2024)
    • CF1 Director (AR) (since 3 May 2024)
    • CF30 Customer (since 3 May 2024)
    • Employed By (since 3 May 2024)
  • Tenet Financial Services Limited (no longer approved here)

    FRN 172174

    • Employed By (7 Feb 2023 to 3 Apr 2024)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (2 Mar 2021 to 3 Apr 2024)
    • CF30 Customer (25 Feb 2021 to 3 Apr 2024)
  • Tenet & You Limited (no longer approved here)

    FRN 455280

    • Employed By (25 Feb 2021 to 3 Apr 2024)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 30 Sep 2012)
    • CF22 Investment Adviser (Trainee) (8 Mar 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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