Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 5 Mar 2026)
    • [FCA CF] Client dealing (since 11 Feb 2026)
  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • [PRA CF] Managing a material risk taker (1 Nov 2025 to 24 Jan 2026)
    • [PRA CF] Significant risk taker or Material risk taker (1 Nov 2025 to 24 Jan 2026)
    • [FCA CF] Client dealing (20 Feb 2023 to 24 Jan 2026)
    • [FCA CF] Manager of certification employee (20 Feb 2023 to 24 Jan 2026)
    • [FCA CF] Material risk taker (20 Feb 2023 to 24 Jan 2026)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Algorithmic trading (29 Nov 2019 to 31 Aug 2021)
    • [FCA CF] Client dealing (9 Sep 2019 to 31 Aug 2021)
    • [FCA CF] Manager of certification employee (9 Sep 2019 to 31 Aug 2021)
    • [FCA CF] Material risk taker (1 Apr 2019 to 31 Aug 2021)
    • CF30 Customer (1 Nov 2007 to 19 Jan 2015)
    • CF21 Investment Adviser (24 Dec 2003 to 31 Oct 2007)
  • Mizuho International plc (no longer approved here)

    FRN 119256

    • [FCA CF] Material risk taker (7 Mar 2016 to 28 Jun 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 28 Jun 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 28 Jun 2019)
    • CF30 Customer (29 Jun 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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