Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Rathbones Investment Management Limited
FRN 116316
- Responsible for Insurance Distribution (since 1 Dec 2025)
- SMF18 Other Overall Responsibility (since 12 Aug 2025)
- [FCA CF] Significant management (23 Jun 2025 to 12 Aug 2025)
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- [FCA CF] Significant management (1 Jul 2023 to 17 Jun 2025)
- [PRA CF] Significant risk taker or Material risk taker (31 Jul 2020 to 17 Jun 2025)
- [FCA CF] Manager of certification employee (17 Apr 2018 to 3 Sep 2022)
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- [FCA CF] Material risk taker (7 Mar 2016 to 17 Jun 2025)
- [FCA CF] Significant management (7 Mar 2016 to 17 Jun 2025)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 17 Jun 2025)
- CF29 Significant management (23 Jan 2013 to 6 Mar 2016)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF22 Investment Adviser (Trainee) (11 Jun 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 9 Jun 2007)
- CF27 Investment Management (1 Dec 2001 to 9 Jun 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.