Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 20 Oct 2020)
    • CF1 Director (17 Jan 2018 to 7 Oct 2019)
  • R & G FINANCIAL SERVICES LTD (no longer approved here)

    FRN 222066

    • CF30 Customer (1 Nov 2007 to 30 Jan 2012)
    • CF21 Investment Adviser (16 May 2003 to 31 Oct 2007)
  • R & G Financial Services Limited (3164) (no longer approved here)

    FRN 196060

    • (4)Employed By (1 Dec 2001 to 28 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.