Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Castle Financial Consultants Limited
FRN 793987
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- [FCA CF] Functions requiring qualifications (since 20 Oct 2020)
- CF1 Director (17 Jan 2018 to 7 Oct 2019)
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- CF30 Customer (1 Nov 2007 to 30 Jan 2012)
- CF21 Investment Adviser (16 May 2003 to 31 Oct 2007)
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- (4)Employed By (1 Dec 2001 to 28 Mar 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.