Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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MONEYMATTERS 2 U UK LIMITED
FRN 599247
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 11. Pension transfer specialist
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 28 Oct 2016)
- CF30 Customer (12 Nov 2013 to 8 Dec 2019)
- CF1 Director (12 Nov 2013 to 8 Dec 2019)
- CF10 Compliance Oversight (12 Nov 2013 to 8 Dec 2019)
- CF11 Money Laundering Reporting (12 Nov 2013 to 8 Dec 2019)
- Responsible for Insurance Mediation (12 Nov 2013 to 30 Sep 2018)
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- CF30 Customer (1 Nov 2007 to 11 Nov 2013)
- CF1 Director (AR) (15 Mar 2006 to 11 Nov 2013)
- CF21 Investment Adviser (15 Mar 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.