Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bank of Montreal
FRN 124788
- [FCA CF] Client dealing (since 1 Aug 2025)
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- [FCA CF] Material risk taker (1 Feb 2021 to 31 Aug 2022)
- [FCA CF] Client dealing (1 Feb 2021 to 31 Aug 2022)
- CF30 Customer (29 Nov 2016 to 8 Dec 2019)
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- CF30 Customer (17 Aug 2011 to 6 Mar 2016)
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- CF30 Customer (17 Aug 2011 to 6 Mar 2016)
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- CF30 Customer (8 Dec 2009 to 4 Jul 2011)
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- CF30 Customer (1 Nov 2007 to 15 Sep 2009)
- CF21 Investment Adviser (23 Jan 2004 to 31 Oct 2007)
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- CF26 Customer Trading (10 Jul 2003 to 12 Dec 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.