Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Aug 2025)
  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • [FCA CF] Material risk taker (1 Feb 2021 to 31 Aug 2022)
    • [FCA CF] Client dealing (1 Feb 2021 to 31 Aug 2022)
    • CF30 Customer (29 Nov 2016 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (17 Aug 2011 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (17 Aug 2011 to 6 Mar 2016)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (8 Dec 2009 to 4 Jul 2011)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 15 Sep 2009)
    • CF21 Investment Adviser (23 Jan 2004 to 31 Oct 2007)
  • M&G Investment Management Limited (no longer approved here)

    FRN 119328

    • CF26 Customer Trading (10 Jul 2003 to 12 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.