Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 18 Apr 2017)
    • CF10 Compliance Oversight (18 Apr 2017 to 8 Dec 2019)
    • CF30 Customer (18 Apr 2017 to 8 Dec 2019)
    • CF1 Director (18 Apr 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (18 Apr 2017 to 30 Sep 2018)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (10 Jul 2013 to 18 May 2017)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (17 Nov 2011 to 11 Apr 2013)
  • Cameron Reeves (no longer approved here)

    FRN 568284

    • Employed By (17 Nov 2011 to 11 Apr 2013)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF21 Investment Adviser (19 Jan 2005 to 20 Jun 2007)
  • Independent Financial Planning Group Ltd (no longer approved here)

    FRN 400436

    • (33)Employed By (19 Jan 2005 to 20 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.