Cameron Finn

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Scottish Widows Schroder Personal Wealth Limited
FRN 830170
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 21 Sep 2020)
- [FCA CF] Functions requiring qualifications (since 21 Sep 2020)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF4 Partner (AR) (20 Feb 2020 to 14 May 2020)
- CF30 Customer (8 Apr 2019 to 14 May 2020)
Sovereign Wealth Limited (no longer approved here)
FRN 471459
- (28)Employed By (20 Feb 2020 to 14 May 2020)
Howard McCain Wealth Associates (no longer approved here)
FRN 416620
- (2)Employed By (8 Apr 2019 to 14 May 2020)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.