Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • [FCA CF] Manager of certification employee (3 Nov 2023 to 24 Dec 2024)
    • [FCA CF] Client dealing (23 Feb 2022 to 24 Dec 2024)
  • Cavendish Securities PLC (no longer approved here)

    FRN 416932

    • [FCA CF] Client dealing (9 Dec 2019 to 12 Feb 2021)

Recent activity

Updates to this individual's record on the FCA register.

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