Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF1 Director (AR) (24 May 2012 to 1 Oct 2025)
    • CF4 Partner (AR) (31 Mar 2008 to 15 May 2012)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
  • Heavenly Finances Limited (no longer approved here)

    FRN 214861

    • (6)Employed By (1 Dec 2001 to 3 Oct 2025)

Recent activity

Updates to this individual's record on the FCA register.

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