Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 26 Jun 2023)
    • CF30 Customer (since 26 Jun 2023)
    • Appointed representative dealing with clients for which they require qualification (since 13 Mar 2023)
    • (1)Employed By (since 26 Jun 2023)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (21 Apr 2022 to 13 Mar 2023)
    • CF30 Customer (12 Apr 2022 to 13 Mar 2023)
  • Calum Munro Jappy (no longer approved here)

    FRN 971581

    • Employed By (12 Apr 2022 to 13 Mar 2023)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (18 Jan 2022 to 9 Mar 2022)
    • CF30 Customer (7 Jun 2021 to 9 Mar 2022)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • Appointed representative dealing with clients for which they require qualification (17 Jun 2021 to 28 Jan 2022)

Recent activity

Updates to this individual's record on the FCA register.

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