Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 21 May 2025)
    • CF30 Customer (since 25 Apr 2025)
    • (15)Employed By (since 25 Apr 2025)
  • TEESSIDE FINANCIAL MANAGEMENT LIMITED (no longer approved here)

    FRN 625913

    • [FCA CF] Client dealing (29 Sep 2020 to 28 Mar 2025)
    • [FCA CF] Functions requiring qualifications (29 Sep 2020 to 28 Mar 2025)
    • CF30 Customer (31 Jan 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.