Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • Responsible for Insurance Distribution (30 Jun 2022 to 31 Dec 2024)
    • SMF1 Chief Executive (30 Jun 2022 to 31 Dec 2024)
    • SMF18 Other Overall Responsibility (30 Jun 2021 to 30 Jun 2022)
  • Julius Baer International Limited (no longer approved here)

    FRN 139179

    • [FCA CF] Client dealing (1 Apr 2020 to 4 Aug 2020)
    • [FCA CF] Manager of certification employee (1 Apr 2020 to 4 Aug 2020)
    • [FCA CF] Material risk taker (1 Apr 2020 to 4 Aug 2020)
    • [FCA CF] Significant management (1 Apr 2020 to 4 Aug 2020)
    • [FCA CF] Functions requiring qualifications (1 Apr 2020 to 4 Aug 2020)
    • CF30 Customer (2 May 2018 to 8 Dec 2019)
    • CF29 Significant management (2 May 2018 to 8 Dec 2019)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (15 Nov 2011 to 28 Aug 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.