Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Responsible for Insurance Distribution (30 Jun 2022 to 31 Dec 2024)
- SMF1 Chief Executive (30 Jun 2022 to 31 Dec 2024)
- SMF18 Other Overall Responsibility (30 Jun 2021 to 30 Jun 2022)
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- [FCA CF] Client dealing (1 Apr 2020 to 4 Aug 2020)
- [FCA CF] Manager of certification employee (1 Apr 2020 to 4 Aug 2020)
- [FCA CF] Material risk taker (1 Apr 2020 to 4 Aug 2020)
- [FCA CF] Significant management (1 Apr 2020 to 4 Aug 2020)
- [FCA CF] Functions requiring qualifications (1 Apr 2020 to 4 Aug 2020)
- CF30 Customer (2 May 2018 to 8 Dec 2019)
- CF29 Significant management (2 May 2018 to 8 Dec 2019)
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- CF30 Customer (15 Nov 2011 to 28 Aug 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.