Callum Peter Brown Yorke

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GOLDSTONE WEALTH MANAGEMENT LIMITED

    FRN 670062

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (8 Apr 2015 to 8 Dec 2019)
    • CF1 Director (8 Apr 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (8 Apr 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (8 Apr 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (8 Apr 2015 to 30 Sep 2018)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF30 Customer (24 Jun 2013 to 23 Jun 2015)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF30 Customer (1 Nov 2007 to 20 Jun 2013)
    • CF21 Investment Adviser (28 Dec 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.