Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- CF1 Director (AR) (since 8 Apr 2022)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 3 Nov 2017)
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Swilcan Financial Partners Limited
FRN 793169
- (1)Employed By (since 14 Aug 2020)
- (1)Employed By (3 Nov 2017 to 20 Mar 2019)
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- (9)Employed By (20 Mar 2019 to 1 Oct 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.