Callum McCarthy

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PENGUIN WEALTH PLANNERS LIMITED

    FRN 830057

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 17 Feb 2025)
    • [FCA CF] Functions requiring qualifications (since 17 Feb 2025)
  • Connells Limited (no longer approved here)

    FRN 302221

    • [FCA CF] Functions requiring qualifications (10 May 2023 to 5 Nov 2024)
  • CHASEBLUE LOANS LTD. (no longer approved here)

    FRN 713894

    • [FCA CF] Functions requiring qualifications (19 Jan 2022 to 6 Mar 2023)

Recent activity

Updates to this individual's record on the FCA register.

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