Caleb Matthew Spence

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 24 Jan 2023)
    • [FCA CF] Functions requiring qualifications (since 24 Jan 2023)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 15 Feb 2023)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 15 Feb 2023)
    • CF1 Director (AR) (24 Jan 2012 to 15 Feb 2023)
    • CF30 Customer (18 Jan 2010 to 15 Feb 2023)
  • Caleb Spence Financial Services Ltd (no longer approved here)

    FRN 572242

    • Employed By (24 Jan 2012 to 15 Feb 2023)
  • Simon Mark Jones (no longer approved here)

    FRN 195225

    • (6)Employed By (27 Aug 2003 to 30 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.