Cai Artro Rees

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Nephila Advisors (UK) Limited
FRN 1014480
- [FCA CF] Client dealing (since 16 Dec 2024)
G10 Capital Limited (no longer approved here)
FRN 648953
- CF30 Customer (4 Sep 2023 to 16 Dec 2024)
SEI Investments (Europe) Ltd (no longer approved here)
FRN 191713
- [FCA CF] Client dealing (5 Mar 2021 to 7 Apr 2022)
- CF30 Customer (29 Jan 2016 to 8 Dec 2019)
Isio Investment Solutions Limited (no longer approved here)
FRN 196669
- CF30 Customer (26 Sep 2012 to 14 Aug 2015)
BlackRock Investment Management (UK) Limited (no longer approved here)
FRN 119293
- CF30 Customer (1 Dec 2009 to 2 Aug 2010)
BlackRock International Limited (no longer approved here)
FRN 178638
- CF30 Customer (1 Dec 2009 to 2 Aug 2010)
BlackRock Advisors (UK) Limited (no longer approved here)
FRN 119186
- CF30 Customer (2 Oct 2009 to 2 Aug 2010)
Mercer Limited (no longer approved here)
FRN 121935
- CF22 Investment Adviser (Trainee) (17 Jun 2003 to 7 Sep 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.