Byron Lloyd Cartwright

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Midland Financial Advisers Limited (no longer approved here)

    FRN 441299

    • CF30 Customer (1 Nov 2007 to 8 Sep 2016)
    • CF21 Investment Adviser (27 Sep 2006 to 31 Oct 2007)
    • CF10 Compliance Oversight (3 Jan 2006 to 30 Dec 2011)
    • CF11 Money Laundering Reporting (3 Jan 2006 to 5 Jan 2009)
    • CF8 Apportionment and Oversight (3 Jan 2006 to 31 Mar 2009)
    • Responsible for Insurance Mediation (3 Jan 2006 to 30 Oct 2008)
    • CF1 Director (3 Jan 2006 to 16 Jul 2012)
  • Midland Financial Associates Ltd (no longer approved here)

    FRN 214514

    • (5)Employed By (1 Dec 2001 to 19 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.