Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Algorithmic trading (7 Mar 2016 to 8 Mar 2016)
    • [FCA CF] Client dealing (7 Mar 2016 to 2 Nov 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 2 Nov 2022)
    • CF30 Customer (1 Nov 2007 to 10 May 2010)
    • CF21 Investment Adviser (16 Dec 2004 to 31 Oct 2007)
    • CF26 Customer Trading (7 Oct 2002 to 16 Dec 2004)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 2 Nov 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 2 Nov 2022)
    • CF30 Customer (1 Nov 2007 to 10 May 2010)
    • CF21 Investment Adviser (28 Feb 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.