Burr Noland Carter

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • T. Bailey Asset Management Limited

    FRN 190291

    • SMF9 Chair of the Governing Body (since 10 Sep 2024)
    • Director of firm who is not a certification employee or a SMF manager (15 Jul 2020 to 10 Sep 2024)
  • HANDELSBANKEN WEALTH & ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 197340

    • SMF3 Executive Director (9 Dec 2019 to 20 Mar 2020)
    • CF30 Customer (29 May 2008 to 8 Dec 2019)
    • CF1 Director (29 May 2008 to 29 May 2008)
  • Rothschild & Co Wealth Management UK Limited (no longer approved here)

    FRN 218613

    • CF8 Apportionment and Oversight (22 May 2006 to 13 Jul 2007)
    • CF3 Chief Executive (22 May 2006 to 13 Jul 2007)
    • CF1 Director (27 Jan 2006 to 13 Jul 2007)
    • CF21 Investment Adviser (27 Jan 2006 to 13 Jul 2007)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF21 Investment Adviser (12 Apr 2005 to 30 May 2005)
    • CF1 Director (17 Jun 2004 to 30 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

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