Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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SMBC Nikko Capital Markets Limited
FRN 171935
- SMF7 Group Entity Senior Manager (since 12 Jul 2024)
- CF29 Significant management (8 Jan 2018 to 31 Mar 2019)
- CF1 Director (17 Mar 2017 to 31 Mar 2019)
- CF30 Customer (17 Mar 2017 to 31 Mar 2019)
- CF2 Non Executive Director (5 May 2016 to 14 Mar 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.