Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 1 Sep 2025)
    • [FCA CF] Client dealing (since 23 Dec 2024)
    • [FCA CF] Proprietary trader (since 23 Dec 2024)
    • [FCA CF] Algorithmic trading (since 23 Dec 2024)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 31 Dec 2022)
    • CF30 Customer (14 May 2015 to 6 Mar 2016)
    • [FCA CF] Manager of certification employee (since 31 May 2019)
    • [PRA CF] Managing a material risk taker (since 31 May 2019)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [PRA CF] Significant risk taker or Material risk taker (since 7 Mar 2016)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (14 May 2015 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (24 Nov 2008 to 6 Sep 2013)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (24 Nov 2008 to 6 Sep 2013)

Recent activity

Updates to this individual's record on the FCA register.

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