Bryn Neville Jones

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RATHBONES ASSET MANAGEMENT LIMITED

    FRN 144266

    • [FCA CF] Client dealing (since 1 Mar 2025)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Mar 2025)
    • CF1 Director (5 May 2015 to 29 Oct 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (12 Aug 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 Nov 2004 to 12 Aug 2005)
  • Rathbones Investment Management Limited

    FRN 116316

    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 1 Mar 2023)
    • [FCA CF] Functions requiring qualifications (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (since 7 Mar 2016)
    • [PRA CF] Significant risk taker or Material risk taker (1 May 2018 to 18 Sep 2025)
    • CF30 Customer (11 Nov 2008 to 6 Mar 2016)
  • BlackRock Investment Management (UK) Limited (no longer approved here)

    FRN 119293

    • CF26 Customer Trading (22 Nov 2002 to 29 Oct 2004)
    • CF27 Investment Management (21 Sep 2002 to 29 Oct 2004)
    • CF22 Investment Adviser (Trainee) (6 Feb 2002 to 21 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

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