Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Atomos Financial Planning Limited
FRN 193503
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 22 Nov 2022)
- [FCA CF] Functions requiring qualifications (since 22 Nov 2022)
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- CF30 Customer (11 May 2015 to 19 Sep 2020)
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- CF30 Customer (12 Jun 2014 to 6 Mar 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.