Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wells Fargo Securities International Limited (no longer approved here)

    FRN 186745

    • SMF2 Chief Finance (7 Mar 2016 to 5 Jul 2019)
    • CF10a CASS Oversight function (1 Jan 2012 to 12 Dec 2014)
    • CF28 Systems and controls (1 Nov 2007 to 5 Jul 2019)
    • CF13 Finance (14 Jul 2005 to 31 Oct 2007)
    • CF1 Director (31 May 2005 to 14 Jul 2005)
  • Wells Fargo Bank, National Association (no longer approved here)

    FRN 456183

    • CF28 Systems and controls (20 Mar 2010 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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