Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Significant management (27 Feb 2017 to 6 May 2022)
    • [FCA CF] Client dealing (7 Sep 2016 to 6 May 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 6 May 2022)
    • [FCA CF] Material risk taker (7 Mar 2016 to 6 May 2022)
    • CF30 Customer (15 Apr 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.