Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF4 Chief Risk (since 14 Feb 2025)
    • [FCA CF] Material risk taker (since 14 Feb 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 14 Feb 2025)
    • [FCA CF] Material risk taker (since 14 Feb 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 14 Feb 2025)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 31 Dec 2018)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 31 Dec 2018)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 4 May 2020)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 17 Jul 2020)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [FCA CF] Material risk taker (7 Mar 2016 to 31 Dec 2018)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 31 Dec 2018)

Recent activity

Updates to this individual's record on the FCA register.

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