Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BGC Brokers L.P
FRN 454814
- [FCA CF] Manager of certification employee (since 14 Aug 2024)
- [FCA CF] Client dealing (since 13 Aug 2024)
- [FCA CF] Manager of certification employee (16 Jul 2020 to 13 Aug 2024)
- [FCA CF] Material risk taker (16 Jul 2020 to 31 Dec 2022)
- CF30 Customer (18 Aug 2008 to 31 Mar 2011)
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- CF21 Investment Adviser (13 Jan 2006 to 16 Aug 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.