Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Lloyds Bank Corporate Markets Plc
FRN 763256
- [FCA CF] Algorithmic trading (since 21 May 2024)
- [FCA CF] Client dealing (since 23 Dec 2022)
- [PRA CF] Significant risk taker or Material risk taker (18 Sep 2023 to 27 Apr 2026)
- [FCA CF] Material risk taker (18 Sep 2023 to 27 Apr 2026)
-
- [PRA CF] Managing a material risk taker (28 Feb 2022 to 6 Dec 2022)
- [FCA CF] Manager of certification employee (28 Feb 2022 to 6 Dec 2022)
- [FCA CF] Material risk taker (11 Jun 2018 to 6 Dec 2022)
- [FCA CF] Client dealing (11 Jun 2018 to 6 Dec 2022)
-
- CF30 Customer (9 Aug 2013 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.