Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [PRA CF] Significant risk taker or Material risk taker (1 Jul 2018 to 22 Dec 2019)
- [FCA CF] Manager of certification employee (1 Jul 2018 to 22 Dec 2019)
- [PRA CF] Managing a material risk taker (1 Jul 2018 to 22 Dec 2019)
-
- [PRA CF] Managing a material risk taker (28 Feb 2017 to 22 Dec 2019)
- [FCA CF] Manager of certification employee (28 Feb 2017 to 22 Dec 2019)
- [PRA CF] Significant risk taker or Material risk taker (28 Feb 2017 to 22 Dec 2019)
- CF29 Significant management (23 Apr 2015 to 6 Mar 2016)
- CF30 Customer (1 Nov 2007 to 22 Oct 2015)
- CF21 Investment Adviser (16 Dec 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.