Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Natixis (no longer approved here)

    FRN 206092

    • [FCA CF] Functions requiring qualifications (11 Jan 2017 to 5 Mar 2020)
    • [FCA CF] Client dealing (11 Jan 2017 to 5 Mar 2020)
    • CF30 Customer (22 Jun 2011 to 6 Mar 2016)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 6 May 2011)
    • CF21 Investment Adviser (26 Sep 2006 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (24 Nov 2003 to 31 Oct 2006)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2006)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 24 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.