Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (11 Jan 2017 to 5 Mar 2020)
- [FCA CF] Client dealing (11 Jan 2017 to 5 Mar 2020)
- CF30 Customer (22 Jun 2011 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 6 May 2011)
- CF21 Investment Adviser (26 Sep 2006 to 31 Oct 2007)
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- CF21 Investment Adviser (24 Nov 2003 to 31 Oct 2006)
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- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2006)
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- CF21 Investment Adviser (1 Dec 2001 to 24 Nov 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.