Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • [FCA CF] Functions requiring qualifications (since 3 Apr 2024)
  • Sapia Partners LLP (no longer approved here)

    FRN 550103

    • CF1 Director (AR) (12 Feb 2019 to 24 Mar 2024)
    • CF30 Customer (12 Feb 2019 to 24 Mar 2024)
  • Arvella Investments Limited (no longer approved here)

    FRN 831394

    • Employed By (12 Feb 2019 to 24 Mar 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.