Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Merrill Lynch International
FRN 147150
- [FCA CF] Client dealing (since 7 Sep 2016)
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- [FCA CF] Client dealing (7 Sep 2016 to 5 Mar 2019)
- CF30 Customer (27 Nov 2009 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 28 Aug 2009)
- CF21 Investment Adviser (2 Jun 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (30 Nov 2005 to 1 Jun 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.