Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 7 Sep 2016)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Client dealing (7 Sep 2016 to 5 Mar 2019)
    • CF30 Customer (27 Nov 2009 to 6 Mar 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 28 Aug 2009)
    • CF21 Investment Adviser (2 Jun 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (30 Nov 2005 to 1 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.