Bruno De Araujo Lima Rocha

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Zeno Equity Partners LLP (no longer approved here)

    FRN 451504

    • [FCA CF] Client dealing (9 Dec 2020 to 8 Jan 2024)
    • SMF1 Chief Executive (9 Dec 2019 to 10 Jan 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Mar 2023)
    • SMF27 Partner (9 Dec 2019 to 10 Jan 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (15 Aug 2006 to 31 Oct 2007)
    • CF4 Partner (15 Aug 2006 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (15 Aug 2006 to 8 Dec 2019)
    • CF27 Investment Management (15 Aug 2006 to 31 Oct 2007)
    • CF3 Chief Executive (15 Aug 2006 to 8 Dec 2019)
    • CF10 Compliance Oversight (15 Aug 2006 to 25 Jul 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.