Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Material risk taker (since 8 Sep 2023)
- [FCA CF] Manager of certification employee (since 30 Jun 2022)
- [FCA CF] Client dealing (since 27 Jun 2016)
- [FCA CF] Manager of certification employee (22 Jul 2021 to 4 Nov 2021)
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- [FCA CF] Manager of certification employee (12 Jun 2025 to 30 Oct 2025)
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- [FCA CF] Client dealing (27 Jun 2016 to 21 Jun 2021)
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- [FCA CF] Client dealing (7 Mar 2016 to 23 Mar 2016)
- CF30 Customer (1 Jul 2010 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 19 May 2010)
- CF21 Investment Adviser (22 Jun 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (23 Oct 2006 to 22 Jun 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.