Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 8 Sep 2023)
    • [FCA CF] Manager of certification employee (since 30 Jun 2022)
    • [FCA CF] Client dealing (since 27 Jun 2016)
    • [FCA CF] Manager of certification employee (22 Jul 2021 to 4 Nov 2021)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • [FCA CF] Manager of certification employee (12 Jun 2025 to 30 Oct 2025)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Client dealing (27 Jun 2016 to 21 Jun 2021)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 23 Mar 2016)
    • CF30 Customer (1 Jul 2010 to 6 Mar 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 19 May 2010)
    • CF21 Investment Adviser (22 Jun 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (23 Oct 2006 to 22 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.