Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • SMF4 Chief Risk (7 Mar 2016 to 1 Jul 2020)
    • CF1 Director (3 Aug 2015 to 6 Mar 2016)
    • CF28 Systems and controls (3 Aug 2015 to 6 Mar 2016)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • SMF4 Chief Risk (7 Mar 2016 to 1 Jul 2020)
    • CF28 Systems and controls (3 Aug 2015 to 6 Mar 2016)
    • CF1 Director (3 Aug 2015 to 6 Mar 2016)
  • RBC Investor Services Trust (no longer approved here)

    FRN 435052

    • SMF4 Chief Risk (7 Mar 2016 to 1 Jul 2020)
    • CF28 Systems and controls (3 Aug 2015 to 6 Mar 2016)
  • RBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 189154

    • CF28 Systems and controls (3 Aug 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.