Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Commerzbank AG

    FRN 124920

    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Material risk taker (7 Mar 2022 to 6 Mar 2024)
    • [FCA CF] Manager of certification employee (7 Mar 2020 to 6 Mar 2022)
    • CF30 Customer (3 Jan 2012 to 6 Mar 2016)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (1 Nov 2007 to 31 Jan 2009)
    • CF23 Corporate Finance Adviser (9 Jan 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.