Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 9 Jan 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF28 Systems and controls (1 Nov 2007 to 1 Jan 2009)
    • CF29 Significant management (1 Nov 2007 to 1 Jan 2009)
    • CF14 Risk Assessment (28 Nov 2005 to 31 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (28 Nov 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.