Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- Director of firm who is not a certification employee or a SMF manager (since 9 Jan 2020)
-
- CF28 Systems and controls (1 Nov 2007 to 1 Jan 2009)
- CF29 Significant management (1 Nov 2007 to 1 Jan 2009)
- CF14 Risk Assessment (28 Nov 2005 to 31 Oct 2007)
- CF19 Significant Mgt (Financial Resources) (28 Nov 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.