Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
St. James's Place Wealth Management Plc
FRN 195351
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF1 Director (AR) (since 12 May 2022)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 1 Nov 2007)
- CF21 Investment Adviser (10 Jul 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (9 Feb 2004 to 10 Jul 2006)
-
Argyll Wealth Consultants Limited
FRN 402019
- (2)Employed By (since 30 Nov 2005)
-
- (2)Employed By (1 Oct 1998 to 30 Oct 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.