Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 13 Jan 2023)
    • [FCA CF] Client dealing (since 13 Jan 2023)
  • NFU Mutual Select Investments Limited (no longer approved here)

    FRN 582519

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Nov 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 4 Nov 2022)
    • CF30 Customer (1 Aug 2016 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 31 Jul 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • N.F.U. Mutual Unit Managers Limited (no longer approved here)

    FRN 121922

    • CF21 Investment Adviser (1 Dec 2001 to 1 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.