Brooke Wachtel

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A.

    FRN 124642

    • [FCA CF] Material risk taker (since 21 Jan 2020)
    • [FCA CF] Significant management (since 5 Mar 2019)
    • [FCA CF] Client dealing (24 Feb 2017 to 25 Feb 2020)
    • CF30 Customer (21 Jul 2009 to 20 Jun 2012)
  • Merrill Lynch International

    FRN 147150

    • [FCA CF] Material risk taker (since 21 Jan 2020)
    • [FCA CF] Client dealing (since 7 Sep 2016)

Recent activity

Updates to this individual's record on the FCA register.

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