Brinsley Richard Holman

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Keith Bayley Rogers & Co Limited

    FRN 197385

    • [FCA CF] Material risk taker (since 9 Dec 2020)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (24 Aug 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (24 Aug 2015 to 8 Dec 2019)
    • CF1 Director (26 Sep 2013 to 8 Dec 2019)
    • CF30 Customer (19 Jul 2010 to 8 Dec 2019)
  • Walker Crips Investment Management Limited (no longer approved here)

    FRN 226344

    • CF30 Customer (1 Nov 2007 to 3 Jun 2013)
    • CF21 Investment Adviser (5 Apr 2004 to 31 Oct 2007)
    • CF27 Investment Management (5 Apr 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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