Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Apollo Management International LLP (no longer approved here)

    FRN 452877

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Sep 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Sep 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Sep 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Sep 2024)
    • CF30 Customer (1 Sep 2018 to 8 Dec 2019)
  • BARINGS (U.K.) LIMITED (no longer approved here)

    FRN 194662

    • CF29 Significant management (18 Dec 2014 to 4 May 2018)
    • CF30 Customer (17 Oct 2013 to 4 May 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.