Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (9 Dec 2019 to 22 Sep 2021)
- CF1 Director (2 May 2018 to 8 Dec 2019)
- CF29 Significant management (4 Sep 2017 to 4 May 2018)
- CF11 Money Laundering Reporting (4 Mar 2010 to 24 May 2010)
- CF10 Compliance Oversight (4 Mar 2010 to 24 May 2010)
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- SMF3 Executive Director (9 Dec 2019 to 22 Sep 2021)
- CF1 Director (2 May 2018 to 8 Dec 2019)
- CF29 Significant management (4 Sep 2017 to 4 May 2018)
- CF10 Compliance Oversight (4 Mar 2010 to 24 May 2010)
- CF11 Money Laundering Reporting (4 Mar 2010 to 24 May 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.