Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GUINNESS ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 223077

    • [FCA CF] Manager of certification employee (9 Dec 2021 to 21 Sep 2023)
    • [FCA CF] Client dealing (9 Dec 2020 to 21 Sep 2023)
    • [FCA CF] Material risk taker (9 Dec 2020 to 21 Sep 2023)

Recent activity

Updates to this individual's record on the FCA register.

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