Brian William Taylor

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AFH Independent Financial Services Limited

    FRN 216704

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (3 Jan 2012 to 8 Dec 2019)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (1 Nov 2007 to 8 Feb 2012)
    • CF21 Investment Adviser (25 May 2005 to 31 Oct 2007)
    • CF1 Director (AR) (25 May 2005 to 8 Feb 2012)
  • WTRFP Ltd (no longer approved here)

    FRN 432991

    • Employed By (25 May 2005 to 8 Feb 2012)

Recent activity

Updates to this individual's record on the FCA register.

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