Brian Weinstein

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Merrill Lynch International

    FRN 147150

    • SMF3 Executive Director (since 7 Jul 2025)
    • SMF6 Head of Key Business Areas (since 12 Feb 2025)
  • Bank of America, N.A.

    FRN 124642

    • SMF22 Other Local Responsibility (since 13 Feb 2025)
    • [FCA CF] Algorithmic trading (30 Sep 2024 to 13 Feb 2025)
    • [FCA CF] Client dealing (7 Sep 2016 to 13 Feb 2025)
    • [FCA CF] Material risk taker (7 Mar 2016 to 13 Feb 2025)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 13 Feb 2025)
    • [FCA CF] Significant management (7 Mar 2016 to 13 Feb 2025)
    • CF30 Customer (21 Jul 2014 to 6 Mar 2016)
  • Bank of America Europe DAC (no longer approved here)

    FRN 989014

    • [FCA CF] Manager of certification employee (1 Nov 2023 to 13 Feb 2025)

Recent activity

Updates to this individual's record on the FCA register.

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