Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 11. Pension transfer specialist
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- CF4 Partner (AR) (since 28 May 2021)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 21 Nov 2014)
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Abrey Private Clients LLP
FRN 949879
- (2)Employed By (since 28 May 2021)
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- Employed By (30 Jun 2017 to 1 Nov 2021)
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- Employed By (14 Nov 2014 to 30 Jun 2017)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Abrey Private Clients LLP
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controlled function added: (2)Employed By at Abrey Private Clients LLP